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ACA launches mobile app for accessible compliance

By Sunniva Kolostyak

August 18, 2020

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ACA Compliance Group, a governance, risk and compliance advisory provider, has launched a mobile version of its ComplianceAlpha platform, enabling distributed workforces to access compliance management and functionalities through their phones.

The mobile app is designed to provide financial services firms with an on-the-go hub for compliance management, communications, resources and thought leadership, as well as future functionalities added to the ComplianceAlpha solution.ACA Compliance Group logo

In an announcement, ACA explained that the app also provides employees and compliance teams with an easier, more accessible experience. Users can manage requests and disclosures for trades, gifts and entertainment, outside business activities. They receive push notifications for important company information and urgent alerts, such as in BCP or disaster scenarios, and are able to access documents in one place, including company documents and compliance policies and procedures.

Jordan Schwartz, Partner at ACA, said: “Regulators across the globe are scrutinising how firms are addressing COVID-19-related risks, issues, and challenges, including their business continuity planning (BCP), operational resilience, insider trading surveillance and market abuse detection, and code of ethics policies and procedures.

“With many firms working from home, both compliance officers and employees need an easy and effective way to meet their regulatory obligations remotely. We’re excited to launch the ComplianceAlpha mobile app and provide our clients with a solution that puts compliance at the fingertips of each employee.”

Raj Bakhru, Chief Innovation Officer at ACA, added: “With competing regulatory focus areas requiring vigilant oversight and cost pressures being higher than ever, it’s imperative that compliance becomes easier and more efficient for employees and compliance staff alike. ACA’s ComplianceAlpha mobile app helps make compliance more accessible and convenient by modernizing the experience. It will serve as a key component of ACA’s RegTech solutions suite going forward, as well as the future of how compliance officers interact with ACA.”

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